Christy Schaffner

Managing Director, Head of US Regulatory Reporting, Nomura

Christy Schaffner is a Managing Director and head of US Regulatory Reporting at Nomura. She is the US SME for Regulatory matters. Ms. Schaffner’s department monitors capital and files regulatory reports for NSI, NGFP, NSB and Instinet LLC. Her department is also responsible for Federal Reserve Reporting and Basel reporting for Japanese Regulators for the Americas. She joined Nomura in November 2009.

Ms. Schaffner has a bachelor of business administration from Loyola University, where she majored in Accounting. She began her career at Daiwa Securities International in the Internal Audit Department and then moved to Regulatory Reporting. In 2003, Ms. Schaffner moved to the Regulatory Reporting group at Credit Suisse, where she was responsible for the Daily Net Capital and FOCUS reports for the main Broker Dealer as well as the OTC Derivatives Dealer. She has a Series 27 license and is the Chair of SIFMA’s Financial Management Society (SIFMA FMS).