J. Curtis McCubbin

Curtis McCubbin is the Chief Compliance Officer for D.A. Davidson & Co. Prior to joining Davidson, Curtis was Senior Vice President and Chief Legal Officer for J.J.B. Hilliard, W.L. Lyons, LLC (“Hilliard Lyons”). Hilliard Lyons was acquired by Baird in April 2019 where Curtis was Director, Senior Associate General Counsel until 2022. While at Hilliard Lyons, Curtis worked in various capacities, starting in the Compliance Department, establishing the firm’s Legal Department, and being named the General Counsel in 2017 and the Chief Legal Officer in 2018.

Curtis is active in our industry having served as the co-chair of the SIFMA Future Leaders Committee, as well as a member of many other SIFMA Committees, and acting as a non-public arbitrator with FINRA Dispute Resolution. He has participated in planning and moderating several SIFMA Compliance & Legal Society events. Curtis is a 2021 graduate of the Securities Industry Institute at Wharton.

Curtis earned his Bachelor of Arts in Political Science from Transylvania University, a Juris Doctorate degree from the University of Kentucky College of Law, and an MBA from the University of Indiana. He holds FINRA Series 7, 66, and 24 licenses.