Cynthia Gutz
Cindy has over 25 years of experience working in Compliance for U.S. regulated broker-dealers. In her current capacity, Cindy provides Compliance support for written and electronic communications, including retention.
Cindy has over 25 years of experience working in Compliance for U.S. regulated broker-dealers. In her current capacity, Cindy provides Compliance support for written and electronic communications, including retention.