Daniel Veale

Global Head of Surveillance & Employee Licensing Compliance, Citigroup

Dan Veale is the Global Head of Surveillance & Employee Licensing Compliance at Citi. His programs support Citi’s respective compliance risks through the use of advanced models and machine learning strategies primarily targeting Market Conduct and Customer Client Protection risks.

Prior to joining Citi, Dan was the Americas Head of Surveillance at UBS where he also worked on material regulatory engagements and remediation of consent orders. Dan’s time in UBS spanned roles across Operations, Trading, and Compliance including developing black-box derivative trading programs, stream quoting structured products with auto-hedging strategies, and release of NLP models.

Dan is a graduate of Point Loma Nazarene University and holds his BS in Business Administration.