David Spero

Vice President Compliance-Regulatory Response, Fidelity Investments

David Spero is the Vice President of Regulatory Response for Fidelity Brokerage Services, where he is responsible for handling inquiries and examinations from securities industry regulators including the SEC, FINRA and state securities agencies. He also has been actively involved in Fidelity’s return to the office planning. He joined the Firm in 2002.
David earned his bachelor’s degree from Southern Methodist University, and his MBA from Florida Atlantic University. He is a member of SIFMA’s State Regulatory and Legislative Committee and currently resides in West Palm Beach Florida.