Gargi Sharma

Gargi Sharma is the Senior Director of FINRA’s Special Investigations Unit, a specialized team that conducts complex high-risk Anti-Money Laundering and Anti-Fraud investigations. Ms. Sharma is involved with identifying industry trends that pose compliance risk, especially related to AML and Fraud, and with providing education and training to FINRA staff and industry personnel. Ms. Sharma is a Certified Anti-Money Laundering Specialist and graduated from the University of Texas with bachelor’s and master’s degrees in Finance and Accounting. Ms. Sharma works from FINRA’s Florida Office and has been with FINRA for 16 years.