John Pepe

Resident Chief Compliance and Regulatory Officer, Proofpoint, Inc.

John Pepe is Proofpoint’s Resident Chief Compliance and Regulatory Officer at Proofpoint Archiving and Compliance where he helps customers solve legal, compliance and regulatory challenges using industry best practices and the latest analytics tools. John holds a Law Degree with a concentration in Corporate and Securities Law from Rutgers Law School and holds FINRA Series 7, 24, and 4 Principal registrations. Prior to joining Proofpoint, John was a financial services compliance officer and is still very active as an industry advisor to asset managers, banks, and brokerages.