Kara Williams

Investigative Director , FINRA

Kara Williams is an Investigative Director in the Special Investigation Unit (SIU) at FINRA, where she oversees a team that conducts complex AML and Fraud investigations. During her 9 years at FINRA, Ms. Williams has served in various investigative roles identifying high risk activity within Member Supervision and the National Cause and Financial Crimes Detection Programs. Ms. Williams is a Certified Anti-Money Laundering Specialist and graduated from Temple University with a bachelor’s degree in Political Science and Business.