Kristin Chouteau

Head of Marketing and Advertising Compliance,, Vanguard

Kristin Chouteau is the Head of Marketing & Advertising Compliance for Vanguard’s US-based businesses. In her role, Kristin leads a centralized team that provides the review of advertising and marketing materials and advises Marketing and Communications business lines on their regulatory obligations. Kristin joined Vanguard in 2021.

Prior to joining Vanguard, Kristin worked at TIAA for eight years in a variety of process risk and controls functions. In her last role at TIAA, she led the Marketing Supervisory Controls team, facing off against Risk, Compliance, Audit, and Legal partners to maintain adoption of key process controls to meet regulatory standards. Kristin started her career in financial services at Bank of America where she worked for nine years in a variety of process engineering roles.

Kristin received her Bachelor of Science in Civil Engineering from UNC-Charlotte. She holds her FINRA Series 7 and 24 and is also a certified Six Sigma Master Black Belt.