Mark Keene

Mark Keene is Counsel Executive in Wells Fargo’s Legal Department and is responsible for managing the legal team supporting Wells Fargo Advisors, including the Private Client Group, Wealth Brokerage Services, Wells Fargo Advisors Solutions as well as Wells Fargo Advisor Financial Network, and First Clearing and Custody Services. Before joining Wells Fargo, Mark was a Managing Director, Associate General Counsel in Bank of America’s Regulatory Inquiries Group where he managed a team of attorneys who handled regulatory enforcement actions and internal investigations for Merrill Lynch and BofA Securities. Prior to Bank of America, Mark was an attorney with the U.S. Securities and Exchange Commission, Division of Enforcement in Washington, D.C., and in private practice.