Matthew Guiney
Matt Guiney, MBA, is currently a Vice President in Broker/Dealer Regulatory Reporting with JPMorgan Securities LLC, where he is responsible for adherence to the SEC Customer Protection Rule 15c3-3. Matt received his undergraduate degree in Finance from Iona College – Hagan School of Business in 1997 and his Masters of Business Administration/Finance, also from Iona College, in 2002. He began his career at The Bank of New York in personal trust and investments. After 3 years there, he left to join the Federal Reserve Bank of New York, focusing on international capital flows, with specific focus on Treasury International Capital (TIC) reports. In his time at the NY Fed, Matt helped implement the Triennial Foreign Exchange Survey.
He eventually joined JPMorgan in 2007, starting in bank regulatory reporting before joining LEC Broker/Dealer reporting in December 2012. In his time in LEC regulatory reporting, Matt has been tasked with monitoring the day to day Net Capital and preparation of the monthly Focus report for JPMorgan Clearing Corp and JPMorgan Securities LLC. His current role is managing the daily 15c3-3 calculation for JPMorgan Securities LLC. Matt has both his Series 27 and Series 99 licenses.