Mike Dressen

Managing Director, Head of U.S. AML Advisory & Wealth Management, Royal Bank of Canada (RBC)

Mike Dressen is Managing Director, Head of U.S. AML Advisory & Wealth Management for RBC. His team is responsible for financial crimes compliance covering RBC’s U.S. broker-dealers and Registered Investment Advisors. He was Vice President – Enterprise Financial Crimes Compliance at US Bank during 2015 and 2016, responsible for AML/Bank Secrecy Act oversight of US Bank Wealth Management and Securities Services. Prior to US Bank, Mike was with Hartford Funds for 9 years, where he served as Mutual Fund and Broker-Dealer AML Officer, as well as, Chief Compliance Officer of their transfer agent. He holds the Certified Anti-Money Laundering Specialist designation and FINRA Series 6, 7, 24, 26, 51, and 63 registrations. Mike has a BA in Business Administration – Financial Management and an MBA from the University of St. Thomas in St. Paul, Minnesota.