Michael K. Freedman

Interim Head of Litigation, Early Dispute Resolution and Regulatory, LPL Financial

Michael Freedman is the Interim Head of Litigation, Early Dispute Resolution, and Regulatory Enforcement and Exams at LPL Financial. Prior to his current role, Michael led LPL’s Enforcement team representing the Firm and its associates in connection with securities enforcement matters with the SEC, FINRA, and other regulatory agencies. Michael has extensive experience defending broker-dealers and investment advisors in connection with enforcement investigations and litigating administrative enforcement matters. Michael also specializes in conducting internal investigations concerning possible violations of securities regulations and laws. He is located in LPL Finacial’s Fort Mill office.