Noel Barnes

Senior Director, Assistant General Counsel, Commonwealth

Noël is Assistant General Counsel at Commonwealth Financial Network. She advises various areas of the business and compliance on a range of financial services industry issues and regulatory matters.

Before joining Commonwealth, Noël worked in legal and regulatory roles at two independent dual registrants, legal fund administration, and various roles within capital markets, including as a trading and market making surveillance examiner at FINRA. Noël is co-chair of the SIFMA Compliance & Legal Society: Future Leaders Committee.