Steve Shine

Stephen J. Shine is the former Chief Regulatory Counsel for Prudential Financial. Prior to that, he was a Senior Vice President for Prudential Securities Incorporated and Prudential Equity Group where he led teams of litigation and regulatory lawyers and designed and implemented one of the first comprehensive AML programs on Wall Street. He was a founding co-chair of the SIFMA AML Committee and led Wall Street’s efforts to combat terrorist financing in the wake of the attacks on 9/11. In recognition of those efforts, he was awarded the SIFMA Outstanding Achievement Award.

Steve is a former federal prosecutor and most recently retired as Principal and co-lead of the national securities regulatory practice of Bressler Amery and Ross.