Tim Donahue

Senior Compliance Director - Head of Brokerage Compliance, Vanguard

Tim Donahue is Senior Compliance Director, Head of Brokerage Compliance at Vanguard, where he leads a dynamic team focused on the overall design and implementation of a comprehensive compliance program for Vanguard’s brokerage business within Vanguard’s Personal Investor Division. Prior to joining Vanguard in 2021, Mr. Donahue served as president and CEO, at HTK, a wholly owned broker-dealer/registered investment advisor subsidiary of Penn Mutual. His previous experience includes serving as Managing Director at HTK, where he led the daily operations and regulatory supervision at the firm and as Director of Operations at Boenning & Scattergood Inc. In addition to his current role at Vanguard, Mr. Donahue is a FINRA dispute resolution arbitrator. Mr. Donahue earned his BS in Finance from Saint Joseph’s University, an MBA from La Salle University and is a graduate of the Securities Industry Institute at The Wharton School of the University of Pennsylvania. Mr. Donahue holds the FINRA Series 24, 27, 4, 7, 99, 63 and 65 licenses.