Prime Brokerage
This resource page contains documents in SIFMA’s Prime Brokerage Standard Forms and Documentation Library, such as the Cap Intro Sample…
SIFMA, SIFMA AMG Submit Comment Letters on SEC Proposal on Reporting of Securities Loans
Washington, DC, January 10, 2022 – SIFMA and SIFMA AMG submitted a pair of comment letters on the U.S. Securities…
Reporting of Securities Loans
SIFMA provided comments to the Securities and Exchange Commission’s (SEC) on proposed Rule 10c-1 under the Securities Exchange Act of…