House Committee on Financial Services: SEC Enforcement: Balancing Deterrence with Due Process
House Committee on Financial Services Subcommittee on Capital Markets SEC Enforcement: Balancing Deterrence with Due Process Tuesday, May 7, 2024…
House Committee on Financial Services Subcommittee on Capital Markets SEC Enforcement: Balancing Deterrence with Due Process Tuesday, May 7, 2024…
House Committee on Education & the Workforce Examining the Policies & Priorities of the Department of Labor Wednesday, May 1,…
House Committee on Financial Services Full Committee Markup Wednesday, April 17, 2024 Topline The House Financial Services Committee marked up…
House Committee on Energy & Commerce Subcommittee on Innovation, Data, and Commerce Legislative Solutions to Protect Kids Online and Ensure…
House Committee on Appropriations Subcommittee on Labor, Health, and Human Services, Education Fiscal Year 2025 Request for the Department of…
Senate Committee on Finance The President’s Fiscal Year 2025 IRS Budget and the IRS 2024 Filing Season Tuesday, April 16,…
House Committee on Ways & Means Expanding on the Success of the 2017 Tax Relief to Help Hardworking Americans Thursday,…
Senate Committee on Homeland Security & Governmental Affairs Subcommittee on Emerging Threats and Spending Oversight Improving Export Controls Enforcement Wednesday,…
House Committee on Financial Services Beyond Scope: How the SEC’s Climate Rule Threatens American Markets Wednesday, April 10, 2024 Topline…
Senate Committee on Banking, Housing, & Urban Affairs An Update from the Treasury Department: Countering Illicit Finance, Terrorism and Sanctions…
House Committee on AppropriationsSubcommittee on Financial Services and General Government (FSGG)President Biden’s Fiscal Year 2025 Budget Request and Economic OutlookThursday,…
House Committee on Financial ServicesImporting Global Governance: Examining the Dangers of Ceding Authority Over American Financial RegulationThursday, March 21, 2024…
Senate Committee on Banking, Housing, & Urban AffairsThe Federal Reserve’s Semi-Annual Monetary Policy ReportThursday, March 7, 2024 Topline Republicans and…
Securities and Exchange CommissionOpen MeetingWednesday, March 6, 2024 Topline Commissioners voted 3-2 in favor of adopting rules to require registrants…
House Committee on AgricultureFor the Purpose of Receiving Testimony from the Honorable Rostin Behnam, Chairman, Commodity Futures Trading CommissionWednesday, March…
House Committee on Financial ServicesThe Federal Reserve’s Semi-Annual Monetary Policy ReportWednesday, March 6th, 2024 Topline Members from both parties expressed…
Senate Committee on Banking, Housing, and Urban Affairs The Financial Stability Oversight Council Annual Report to Congress Thursday, February 8,…
House Committee on Financial Services The Annual Report of the Financial Stability Oversight Council (FSOC) Tuesday, February 6, 2024 Topline…
House Committee on Financial ServicesSubcommittee on Oversight & InvestigationsOversight of the SEC’s Proposed Climate Disclosure Rule: A Future of Legal…
House Committee on Financial Services Subcommittee on Digital Assets, Financial Technology, and Inclusion Fostering Financial Innovation: How Agencies Can Leverage…
House Committee on Education and the Workforce Subcommittee on Health, Education, Labor, and Pensions Safeguarding Workers’ Rights and Liberties Thursday,…
House Committee on Education and the Workforce Subcommittee on Workforce Protections Bad for Business: DOL’s Proposed Overtime Rule Wednesday, November…
House Committee on Financial Services Subcommittee on Digital Assets, Financial Technology, and Inclusion Crypto Crime in Context: Breaking Down the…
House Committee on Financial Services Oversight of Prudential Regulators Wednesday, November 15, 2023 Topline Republicans expressed concerns about the…
Senate Banking, Housing, and Urban Affairs Committee Oversight of Financial Regulators: Protecting Main Street Not Wall Street Tuesday, November 14,…
House Financial Services Committee Subcommittee on Financial Institutions and Monetary Policy The Tangled Web of Global Governance: How the Biden…
House Ways and Means Committee Ensuring that “Woke” Doesn’t Leave Americans Broke: Protecting Seniors and Savers from ESG Activism Tuesday,…
Senate Committee on Banking, Housing, and Urban Affairs Ensuring Financial Protection for Servicemembers, Veterans, and Their Families Thursday, November 2,…
Senate Committee on Banking, Housing, and Urban Affairs Hearing to Consider Nominations Thursday, October 19, 2023 Topline Democrats asked about…
Senate Committee on Banking, Housing, and Urban Affairs Full Committee Markup Wednesday, September 27, 2023 Topline The Senate Committee on…
House Financial Services Committee Subcommittee on Financial Institutions and Monetary Policy Implementing Basel III: What’s the Fed’s Endgame Thursday, September…
US Securities and Exchange Commission Open Meeting Wednesday, August 23rd, 2023 Topline Both items were approved by a vote of…
House Committee on Financial Services Full Committee Markup Thursday, July 27, 2023 Topline The committee marked up and reported seven…
House Committee on Agriculture Full Committee Markup Wednesday, July 26, 2023 Topline The committee marked up and reported H.R. 4763,…
House Committee on Financial Services Full Committee Markup Wednesday, July 26, 2023 Topline The committee marked up and reported six…
U.S. Securities and Exchange Commission Open Meeting Wednesday, July 26th, 2023 Topline All three items were approved by the…
Senate Committee on Banking, Housing, and Urban Affairs Perspectives on Deposit Insurance Reform after Recent Bank Failures Thursday, July 20,…
House Select Committee on the CCP The Biden Administration’s PRC Strategy Thursday, July 20, 2023 Topline Democrats expressed concerns regarding…
Senate Committee on Appropriations Subcommittee on Financial Services and General Government A Review of the Fiscal Year 2024 Budget for…
House Committee on Financial Services Subcommittee on National Security, Illlicit Finance, and International Financial Institutions Potential Consequences of FinCEN’s Beneficial…
House Committee on Financial Services Subcommittee on Financial Institutions & Monetary Policy Climate-Risk: Are Financial Regulators Politically Independent? Tuesday, July…
House Committee on Financial Services Subcommittee on Capital Markets Oversight of the SEC’s Division of Corporation Finance Tuesday, July 18,…
House Select Committee on the Chinese Communist Party Risky Business: Growing Peril for American Companies in China Thursday, July 13,…
House Committee on Financial Services Subcommittee on Capital Markets Reforming the Proxy Process to Safeguard Investor Interests Thursday, July 13,…
U.S. Securities and Exchange Commission Open Meeting Wednesday, July 12, 2023 Topline Both items were approved by the Commission. Item…
House Committee on Financial Services Protecting Investor Interests: Examining Environmental and Social Policy in Financial Regulation Wednesday, July 12, 2023…
Senate Committee on Banking, Housing, and Urban Affairs Subcommittee on Economic Policy Bank Mergers and the Economic Impacts of Consolidation…
House Committee on Financial Services Subcommittee on Oversight and Investigations Oversight of the SEC Thursday, June 22, 2023 Topline…
Senate Committee on Banking, Housing, and Urban Affairs The Semiannual Monetary Policy Report to the Congress Thursday, June 22, 2023…
House Committee on Financial Services Subcommittee on Capital Markets Oversight of the SEC’s Division of Trading and Markets Thursday, June…
Senate Banking, Housing, and Urban Affairs Committee Markup of S. 1271, FEND Off Fentanyl Act and the RECOUP Act Wednesday,…
Senate Committee on Health, Education, Labor, and Pensions Executive Session Wednesday, June 21, 2023 Topline The committee marked up and…
House Committee on Financial Services The Federal Reserve’s Semi-Annual Monetary Policy Report Wednesday, June 21, 2023 Topline Republicans and Democrats…
House Ways and Means Committee Markup of H.R. 4004, H.R. 3936, H.R. 3937, H.R. 3938 Tuesday, June 13th, 2023 …
House Committee on Oversight & Accountability Death by a Thousand Regulations: The Biden Administration’s Campaign to Bury America in Red…
House Committee on Financial Services The Annual Testimony of the Secretary of the Treasury on the State of the International…
House Committee on Financial Services The Future of Digital Assets: Providing Clarity for the Digital Asset Ecosystem Tuesday, June 13,…
House Committee on Education & the Workforce Examining the Policies and Priorities of the Department of Labor Wednesday, June 7,…
U.S. Securities and Exchange Commission Open Meeting Wednesday, June 7, 2023 Topline Both items were approved by the Commission. Item…
House Committee on Oversight & Accountability Subcommittee on Economic Growth, Energy Policy, & Regulatory Affairs Subcommittee on Health Care &…
House Committee on Agriculture The Future of Digital Assets: Providing Clarity for Digital Asset Spot Markets Tuesday, June 6, 2023…
House Committee on Financial Services Uncertain Debt Management: Treasury Markets and Financial Institutions Tuesday, June 6, 2023 Topline Republicans discussed…
Senate Banking, Housing, and Urban Affairs Committee Examining the Failures of Silicon Valley Bank and Signature Bank Tuesday, May 16,…
House Committee on Oversight and Accountability An Examination of Environmental, Social, and Governance Practices with Attorneys General Wednesday, May 10,…
Senate Committee on the Budget The Default on America Act: Blackmail, Brinkmanship, and Billionaire Backroom Deals Thursday, May 4, 2023…
U.S. Securities and Exchange Commission Open Meeting Wednesday, May 3, 2023 Topline Both items were approved by a vote of…
Senate Health, Education, Labor, and Pensions Committee Nomination of Julie Su to Serve as Secretary of Labor Thursday, April 20,…
House Committee on Education and the Workforce Subcommittee on Workforce Protections Examining Biden’s War on Independent Contractors Wednesday, April 19,…
House Committee on Financial Services Oversight of the Securities and Exchange Commission Tuesday, April 18, 2023 Topline Committee members questioned…
House Committee on Financial Services The Federal Regulators’ Response to Recent Bank Failures Wednesday, March 29, 2023 Topline Rep. Ann…
House Committee on Appropriations Subcommittee on Financial Services and General Government Fiscal Year 2024 Request for the U.S. Securities and…
House Committee on Appropriations Subcommittee on Financial Services and General Government President Biden’s Fiscal Year 2024 Budget Request and Economic…
Senate Committee on Finance The President’s Fiscal Year 2024 Budget with Treasury Secretary Janet L. Yellen Thursday, March 16, 2023…
House Committee on Ways and Means Hearing on President Biden’s Fiscal Year 2024 Budget Request Friday, March 10, 2023 Topline…
House Committee on Financial Services The Federal Reserve’s Semi-Annual Monetary Policy Report Wednesday, March 8, 2023 Topline Republicans asked Powell…
Securities Exchange Commission Investor Advisory Committee Meeting Thursday, March 2, 2023 Topline The Investor Advisory Committee discussed the growth of…
Senate Committee on Finance Hearing to Consider the Nomination of Daniel I. Werfel to be Commissioner of Internal Revenue Wednesday,…
House Committee on Financial Services Subcommittee on Financial Institutions and Monetary Policy Revamping and Revitalizing Banking in the 21st Century…
House Committee on Financial Services Subcommittee on Capital Markets Empowering Entrepreneurs: Removing Barriers to Capital Access for Small Businesses Wednesday,…
House Appropriations Subcommittee on Financial Services and General Government Markup of Fiscal Year 2022 FSGG Subcommittee Appropriations Bill Thursday, June…
House Financial Services Task Force on Financial Technology Digitizing the Dollar: Investigating the Technological Infrastructure, Privacy, and Financial Inclusion Implications…
Financial Stability Oversight Council Open Session Friday, June 11, 2021 Council Updates Randal Quarles, Vice Chairman, Board of Governors…
Securities and Exchange Commission Investor Advisory Committee Meeting Thursday, June 10, 2021 Panel Discussion Regarding Best Execution and…
Senate Banking, Housing, and Urban Affairs Subcommittee on Economic Policy Building A Stronger Financial System: Opportunities of a Central Bank…
House Financial Services Committee Game Stopped? Who Wins and Loses When Short Sellers, Social Media, and Retail Investors Collide, Part…
House Financial Services Subcommittee on Investor Protection, Entrepreneurship and Capital Markets The End of LIBOR: Transitioning to an Alternative Interest…
House Financial Services Subcommittee on Diversity & Inclusion “By the Numbers: How Diversity Data Can Measure Commitment to Diversity, Equity…
House Financial Services Committee Game Stopped? Who Wins and Loses When Short Sellers, Social Media, and Retail Investors Collide, Part…
Senate Banking Committee Wall Street vs. Workers: How the Financial System Hurts Workers and Widens the Racial Wealth Gap Thursday,…
Senate Banking Committee Hearing to Consider the Nominations of Gary Gensler and Rohit Chopra Tuesday, March 2, 2021 Nominees The…
House Financial Services Committee More than a Shot in the Arm: The Need for Additional COVID-19 Stimulus Thursday, February 4,…
Securities and Exchange Commission Investor Advisory Committee Meeting Monday, May 4, 2020 Welcome Remarks Anne Sheehan, Chair of the Securities…
House Financial Services Subcommittee on Consumer Protection and Financial Institutions “Field Hearing: Modern-Day Redlining: The Burden on Underbanked and Excluded…
House Appropriations Subcommittee on Financial Services and General Government “The Department of the Treasury Budget Request for FY2021” Wednesday, March…
House Financial Services Committee “Promoting Financial Stability? Reviewing the Administration’s Deregulatory Approach to Financial Stability.” Thursday, December 5, 2019 …
Senate Banking Committee “Legislative Proposals on Capital Formation and Corporate Governance” Thursday, February 28, 2019 Key Topics & Takeaways S.…
Senate Banking Committee “The Semi-Annual Testimony on the Federal Reserve’s Supervision and Regulation of the Financial System” Thursday, November 15,…
Securities and Exchange Commission (SEC) Roundtable on the Proxy Process Thursday November 15, 2018 Opening Remarks SEC Chairman Jay Clayton…
House Financial Services Committee “Semi-Annual Testimony on the Federal Reserve’s Supervision and Regulation of the Financial System” Wednesday, November 14,…
Board of Governors of the Federal Reserve System “Open Board Meeting” Wednesday, October 31, 2018 Key Takeaways Two proposals were…
Wesley Althoff | [email protected] | 212-313-1129 Securities and Exchange Commission Meeting of the Fixed Income Market Structure Advisory Committee (FIMSAC)…
Securities and Exchange Commission Roundtable on Market Data and Market Access Thursday, October 25, 2018 – Friday, October 26, 2018…
Senate Committee on Banking, Housing, and Urban Affairs “Exploring the Cryptocurrency and Blockchain Ecosystem” Thursday, October 11, 2018 Key Topics…
Bipartisan Policy Center “Reference Rate Reform: Impact on the Economy and Consumers” Thursday, October 11, 2018 Key Takeaways Transitioning from…
Senate Committee on Commerce, Science, & Transportation “Consumer Data Privacy: Examining Lessons From the European Union’s General Data Protection Regulation…
Senate Banking Committee “Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act” Tuesday, October 2, 2018 Key Takeaways…
House Financial Services – Capital Markets Subcommittee “Oversight of the SEC’s Division of Investment Management” Wednesday, September 26, 2018 …
House Financial Services Subcommittee on Monetary Policy & Trade “Administration Goals for Major Sanctions Programs” Wednesday, September 26, 2018 Key…
House Financial Services Committee Markup of Legislation Thursday, September 13, 2018 Summary All the bills considered were favorably reported out…
House Financial Services – Financial Institutions Subcommittee “Examining De-Risking and its Effect on On Access to Financial Services” Thursday, February…
House Small Business Committee “Job Creation, Competition, and Small Business’ Role in the United States Economy” Wednesday, February 14, 2018…
Commodities Futures Trading Commission Technical Advisory Committee Public Meeting Wednesday, February 14, 2018 Key Topics & Takeaways Blockchain and the…
Senate Judiciary Committee “Beneficial Ownership: Fighting Illicit International Financial Networks Through Transparency” Tuesday, February 6, 2018
House Financial Services Committee “The Annual Report of the Financial Stability Oversight Council” Tuesday, February 6, 2018
Senate Committee on Banking, Housing, and Urban Affairs “The Financial Stability Oversight Council Annual Report to Congress” Tuesday, January 30,…
Senate Committee on Banking, Housing, and Urban Affairs “Nomination Hearing” Tuesday, January 23, 2018 Key Topics & Takeaways Cost-Benefit Analysis:…
House Financial Services Committee Markup of Legislation Wednesday, January 17, 2018 Summary All the bills considered were favorably reported…
House Financial Services Committee Markup of Legislation Tuesday and Wednesday, December 12-13, 2017
Senate Banking Committee Executive Session and Nomination Hearing Tuesday, November 28, 2017
“Financial Regulation – A Post-Crisis Perspective” The Brookings Institute
House Financial Services Committee Markup of Legislation Tuesday, November 14, 2017
Senate Banking Committee Nomination Hearing Tuesday, October 24, 2017
Key Topics & Takeaways Amendments to Regulation S-K: The Commission voted 3-0 to propose amendments to Regulation S-K based on…
Senate Banking Committee “Wells Fargo: One Year Later” Tuesday, October 3, 2017 Key Topics & Takeaways Regulatory Oversight: Chairman Mike Crapo…
Brookings Institution “Perspectives on Securities Regulation” Thursday, September 28, 2017 Key Topics & Takeaways DOL Fiduciary Rule: Regarding the Department…
Key Topics & Takeaways EDGAR Breach: The recently disclosed breach of the SEC’s Electronic Data Gathering, Analysis, and Retrieval (EDGAR)…
House Financial Services Subcommittee on Financial Institutions and Consumer Credit “Legislative Proposals for a More Efficient Federal Financial Regulatory Regime”…
House Financial Services Committee “Annual Testimony of the Secretary of the Treasury on the State of the International Financial System”…
At the October 10, 2013 Senate Banking Committee Hearing, members focused on the current political brinksmanship over lifting the debt…