US Securities and Exchange Commission: Open Meeting
US Securities and Exchange Commission Open Meeting Tuesday, February 6, 2024 Topline The item was approved by a vote…
US Securities and Exchange Commission Open Meeting Tuesday, February 6, 2024 Topline The item was approved by a vote…
US Securities and Exchange Commission Open Meeting Wednesday, January 24, 2024 Topline The rulemaking was approved by a vote…
House Committee on Financial Services Subcommittee on Capital Markets Examining the SEC’s Agenda: Unintended Consequences for U.S. Capital Markets and…
U.S. Securities and Exchange Commission Open Meeting Wednesday, October 18, 2023 Topline Commissioners voted 3-2 in favor of the volume-based…
Senate Banking, Housing, and Urban Affairs Committee Holding Executives Accountable After Recent Bank Failures Thursday, May 4, 2023 Topline Democrats…
U.S. Securities and Exchange Commission Open Meeting Friday, April 14, 2023 Topline Commissioners voted 3-2 to reopen the comment period…
House Committee on Financial Services Subcommittee on Capital Markets U.S. Public Markets Built for the 21st Century: Exploring Reforms to…
Securities and Exchange Commission Open Meeting Wednesday, February 15, 2023 Topline The Commission voted to advance both agenda items, with…
Securities Industry and Financial Markets Association (SIFMA) Equity Market Structure Roundtable Tuesday, September 13, 2022 Topline SIFMA CEO Ken…
Senate Committee on Appropriations Subcommittee on Financial Services and General Government A Review of the Fiscal Year 2023 Budget Request…
Senate Committee on Banking, Housing, and Urban Affairs Oversight of the U.S. Securities and Exchange Commission Tuesday, September 14, 2021…
Financial Stability Board Workshop on Enhancing the Resiliency of Money Market Funds Monday, July 12, 2021 Opening Statements Hyun-Song Shin,…
Securities and Exchange Commission “Fixed Income Market Structure Advisory Committee Meeting” Monday, February 10, 2020 Discussion Panels Panel I: Credit…
U.S. Securities and Exchange Commission Open Meeting Wednesday, January 8, 2020 Key Topics & Takeaways New Consolidated Data Plan:…
U.S. Commodity Futures Trading Commission Market Risk Advisory Committee Teleconference Monday, September 9, 2019 Key Topics & Takeaways Plain-English…
Securities and Exchange Commission Fixed Income Market Structure Advisory Committee (FIMSAC) Meeting Monday, July 29, 2019 Discussion Panels Draft…
Key Topics & Takeaways FINRA 360: Several Representatives asked Robert Cook (President and CEO of FINRA) about FINRA 360, the…