SIFMA’s Board of Directors Announces Newly Elected Officers for 2015

New York, NY, November 11, 2014–The Board of Directors of SIFMA announced that it has elected several directors to leadership positions on the Board for 2015.  The new principal officers include:

Chair:

William A. Johnstone, chairman and chief executive officer, D.A. Davidson Companies

Chair-Elect:

John F. W. Rogers, executive vice president, Goldman, Sachs & Co.

Vice Chair:

Timothy C. Scheve, president and chief executive officer, Janney Montgomery Scott

Treasurer:

Gerard McGraw, president, Fidelity Institutional

The following executives were elected by the SIFMA members as directors of the Board with terms concluding in 2017:

James Allen Hilliard Lyons
William Caccamise Bank of America Merrill Lynch
Roger Ochs HD Vest Financial Services
John Vaccaro Westport Resources

The full SIFMA 2014-2015 Board of Directors is comprised of the following executives:

James R. Allen Hilliard Lyons
Francois O. Barthelemy Société Générale
Kenneth E. Bentsen, Jr. SIFMA
Rosemary T. Berkery UBS Wealth Management
Curt Bradbury, Jr. Stephens Inc.
David L. Brunner BNP Paribas North America
William Caccamise Bank of America Merrill Lynch
Daniel B. Coleman KCG Holdings, Inc.
Andrew S. Duff Piper Jaffray & Co.
David Findlay Nomura Holding America Inc.
Kim Tillotson Fleming Hefren-Tillotson, Inc.
Kenneth D. Gibbs Jefferies & Company, Inc.
Tom Hartnett Deutsche Bank AG New York
Douglas M. Hodge PIMCO
Lisa Kidd Hunt Charles Schwab & Co.
William A. Johnstone Davidson Companies
Ronald J. Kruszewski Stifel, Nicolaus & Company, Inc.
Michael Lyublinsky RBS Securities, Inc.
Gerard McGraw Fidelity Institutional
Brand Meyer Wells Fargo Advisors
Robert J. Moore LPL Financial
Sandra O’Connor J.P. Morgan Chase & Co.
Timothy P. O’Hara Credit Suisse Securities (USA) LLC
Roger Ochs HD Vest Financial Services
David Ornstein

Richard B. Payne

Barclays

U.S. Bancorp

Karen B. Peetz BNY Mellon
Paul E. Purcell Robert W. Baird & Co. Inc.
Paul Reilly Raymond James Financial
John F. W. Rogers Goldman, Sachs & Co.
Jim Rosenthal Morgan Stanley
Timothy C. Scheve Janney Montgomery Scott
Zion Shohet Citigroup, Inc.
Joseph E. Sweeney Ameriprise Financial, Inc.
John G. Taft RBC Wealth Management – U.S.
Keiko Tashiro Daiwa Capital Markets America Inc.
James A. Tricarico, Jr. Edward Jones
John Vaccaro Westport Resources
George Walker Neuberger Berman
James Wallin AllianceBernstein
W. Rufus Yates BB&T Securities

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The Securities Industry and Financial Markets Association (SIFMA) brings together the shared interests of hundreds of securities firms, banks and asset managers.  SIFMA’s mission is to support a strong financial industry, investor opportunity, capital formation, job creation and economic growth, while building trust and confidence in the financial markets.  SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA).  For more information, visit www.sifma.org.