Type:

Date:

January 1, 2008

Issues:

General, Economics

US Credit Market Outlook 2008

Credit Market Turbulence Expected to Reduce Issuance in 2008 to $3.4 Trillion From Elevated 2007 Level; Performance Forecast to Improve…

Type:

Date:

December 3, 2007

Issues:

General, Economics

US Middle Market Report 2007 Q3

Middle Market Firm Led Issuance Year-to-Date Ahead of Last Year; Third Quarter Issuance Declines Regional firm-managed issuance in the municipal,…

Type:

Date:

September 3, 2007

Issues:

General, Economics

US Middle Market Report 2007 Q2

Middle Market Firm-Led Underwriting Rises Through the First Half of Year; Credit Market Conditions, Stalled Liquidity Reduce Second Half Issuance…

Type:

Date:

February 1, 2007

Issues:

General, Economics

US Middle Market Report 2006 Q4

Regional Firm-Led Underwriting Surges in 2006 Led by Corporate and Securitized Sectors; Municipal and Agency Volume Lower Regional firm-managed issuance…

Type:

Date:

December 13, 2006

Issues:

General, Economics

SIFMA Report Volume I No. 3

Table of Contents Measuring Global Market Share - The Competitiveness of New York City As a Financial Center A Public/Private…

Type:

Date:

November 1, 2006

Issues:

General, Economics

SIFMA Report Volume 1 No. 1

Table of Contents Basel II: An Update on US Implementation Economic and Industry Update Monthly Statistical Review and Third Quarter…

Type:

Date:

September 26, 2006

Issues:

General, Economics

SIA Report Volume VII No 9

Table of Contents Turning Points: The Outlook for the US Economy and the US Securities Industry Monthly Statistical Review SIA…

Type:

Date:

July 27, 2006

Issues:

General, Economics

SIA Report Volume VII No 8

Table of Contents Securities Industry Profits Surge in 1Q'06, And Remained Strong in 2Q'06 Mid-Year Update: Market Structure and OTC…

Type:

Date:

June 7, 2006

Issues:

General, Economics

SIA Report Volume VII No 6

Table of Contents NASD-Member Firms Profits Rebound in 1Q'06 After Slump in 4Q'05 Securities Industry Employment and Compensation Trends

Type:

Date:

April 25, 2006

Issues:

General, Economics

SIA Report Volume VII No. 4

Table of Contents Exchange Traded Fund Update NYSE Member Firms Reprot Slump in 4Q'05 Domestic Profits Monthly Statistical Review and…

Type:

Date:

March 14, 2006

Issues:

General, Economics

SIA Report Volume VII No. 3

Table of Contents Research Management Issues: How Are the Rules Working? Securities Industry and Economic Update Monthly Statistical Review

Type:

Date:

January 30, 2006

Issues:

General, Economics

SIA Report Volume VII No 1

Table of Contents Securities Industry's Goals and Objectives For the Doha Development Round of the World Trade Organization Negotiations Securities…

Type:

Date:

September 30, 2005

Issues:

General, Economics

SIA Report Volume VI No. 9

Table of Contents Securities Industry Update: Wall Street Doesn't Take a Holiday SIA Research Management Conference: Reflections on Two Years…

Type:

Date:

July 29, 2005

Issues:

General, Economics

SIA Report Volume VI No. 7

Table of Contents Autopilot 401(K)s: How to Boost US Retirement Savings Securities Industry Mid-Year Update 2005 Monthly Statistical Review

Type:

Date:

June 29, 2005

Issues:

General, Economics

SIA Report Volume VI No. 6

Table of Contents Market Structure and Reg NMA: New World, New Rules Regional Firms: Increasingly Retail-Oriented, But Holding Their Own…

Type:

Date:

May 27, 2005

Issues:

General, Economics

SIA Report Volume VI No. 5

Table of Contents Update on Research Analyst Related Issues The Effects of Market Technology, Globalization and Competition on Domestic Market…

Type:

Date:

May 27, 2005

Issues:

General, Economics

SIA Report Volume VI No. 4

Table of Contents Economic Outlook: Slowing Growth, Rising Inflation and Continued Inaction Prime Brokerage: Of Prime Importance to the Securities…

Type:

Date:

April 6, 2005

Issues:

General, Economics

SIA Report Volume VI No. 3

Table of Contents Employment Trends in the Securities Industry: Winners and Losers as Employment Recovers Monthly Statistical Review

Type:

Date:

March 8, 2005

Issues:

General, Economics

SIA Report Volume VI No. 2

Table of Contents Let's Make Dividend Tax Reform a Permanent Success Are US Retirement Savings Adequate? Monthly Statistical Review

Type:

Date:

January 25, 2005

Issues:

General, Economics

SIA Report Volume VI No. 1

Table of Contents The Year in Review/The Year Ahead Securities Industry 2004 Performance and 2005 Outlook Year-End 2004 Statistical Review

Type:

Date:

December 8, 2004

Issues:

General, Economics

SIA Report Volume V No. 13

Table of Contents Financial Innovation and Risk Management: An Introduction to Credit Derivatives Individual Social Security Accounts: No Free Lunch…

Type:

Date:

November 17, 2004

Issues:

General, Economics

SIA Report Volume V No. 12

Table of Contents Structural and Cyclical Changes in Employment in the U.S. Securities Industry Economic Update and Outlook Monthly Statistical…

Type:

Date:

July 1, 2004

Issues:

General, Economics

SIA Report Volume V No. 7

Table of Contents The US-EU Financial Markets Dialogue: Transatlantic Good News Proposed Regulation NMS and the Evolving Debate Economic Update…

Type:

Date:

May 17, 2004

Issues:

General, Economics

SIA Report Volume V No. 5

Table of Contents US Monetary Policy Outlook Critical Accounting Disclosures in Annual Reports The Patriot Act and the Securities Industry…

Type:

Date:

January 30, 2004

Issues:

General, Economics

SIA Report Volume V No. 1

Table of Contents Terrorist Risk: Insurance Market Failures and Capital Markets Solutions Economic Update and Outlook Monthly Statistical Review Securities…

Type:

Date:

December 8, 2003

Issues:

General, Economics

SIA Report Volume IV No. 11

Table of Contents Securities Industry Update: NYSE Member Firms Report $3.0 Billion in 3Q Profits Trading Gains Monthly Statistical Review

Type:

Date:

July 24, 2003

Issues:

General, Economics

SIA Report Volume IV No. 7

Table of Contents Market Structure: In the Spotlight, Again "Grading" Fiscal Policy: Assessing the Initial Impact of the Jobs and…

Type:

Date:

June 12, 2003

Issues:

General, Economics

SIA Report Volume IV No. 6

Table of Contents The Threat of Deflation: "There Be Dragons Here" Hedge Fund Update Securities Industry Update: Fixed Income to…

Type:

Date:

January 31, 2003

Issues:

General, Economics

SIA Report Volume IV No. 1

Table of Contents Defending the Dividend 2002 Securities Industry Profitability Update Fee Accounts, Turnkey Asset Management Programs, and the Booming…

Type:

Date:

September 30, 2002

Issues:

General, Economics

SIA Report Volume III No. 8

Table of Contents Broker Revenue reeling Update: International Securities Initiatives The Double Taxation of Dividends Analyst Update and Legal Alert…

Type:

Date:

July 31, 2002

Issues:

General, Economics

SIA Report Volume III No. 7

Table of Contents Near-Term Market Outlook Securities Industry Profit Rebound Delayed Until 2003 Market Structure Update Fee-Based Products Account for…

Type:

Date:

May 22, 2002

Issues:

General, Economics

SIA Report Volume III No. 5

Table of Contents Broker-Dealers and the USA Patriot Act: Anti-Money Laundering Compliance Explanation and Benefits of Fair Value Accounting Special…

Type:

Date:

April 10, 2002

Issues:

General, Economics

SIA Report Volume III No. 3

Table of Contents Securities Industry Results: Slow Growth Seen for 2002; 2001 Estimates on the Mark New York Employment Benchmark…

Type:

Date:

January 31, 2002

Issues:

General, Economics

SIA Report Volume III No. 1

Table of Contents Data Patterns in IPOs: Explaining Cycles, Pricing and Post-IPO Performance Securities Industry 2001 Year in Review and…

Type:

Date:

December 6, 2001

Issues:

General, Economics

SIA Report Volume II No. 10

Table of Contents Changes in Risk and Risk Management: Part II The New Environment China's Capital Markets Securities Industry Employment…

Type:

Date:

November 2, 2001

Issues:

General, Economics

SIA Report Volume II No. 9

Table of Contents Restoring INdustry Functionality After 9/11: Lessons in Disaster Recovery and the Value of Contingency Planning Third Quarter…

Type:

Date:

September 30, 2001

Issues:

General, Economics

SIA Report Volume II No. 8

Table of Contents The Economic Impact of September 11th on the Securities Industry Seligman Advisory Committee on Market Information: The…

Type:

Date:

August 22, 2001

Issues:

General, Economics

SIA Report Volume II No. 7

Table of Contents The Roles and Responsibilities of Securities Analysts Customer Complaints and Arbitrations: Behind the Numbers Seligman Advisory Committee…

Type:

Date:

July 1, 2001

Issues:

General, Economics

SIA Report Volume II No. 6

Table of Contents Securities Industry Second Quarter Performance The New York Securities Industry: Its Economic Impact on New York State…

Type:

Date:

May 31, 2001

Issues:

General, Economics

SIA Report Volume II No. 5

Table of Contents Update on Market Structure Issues: SIA Market Structure Conference Update on Regulatory Initiatives in Risk Management Seligman…

Type:

Date:

April 30, 2001

Issues:

General, Economics

SIA Report Volume II No. 4

Table of Contents Achieving Cross-Border Trade Processing Goals, Part 2: Proposed Solutions Developments in Global E-Finance Regulation FD: How is…

Type:

Date:

March 30, 2001

Issues:

General, Economics

SIA Report Volume II No. 3

Table of Contents The Aging of the New Economy Achieving Cross-Border Trade Processing Goals: Part 1 Seligman Advisory Committee on…

Type:

Date:

February 28, 2001

Issues:

General, Economics

SIA Report Volume II No. 2

Table of Contents Securities Industry Outlook Brightens in 1Q 2001 Update on Market Structure Issues Data Vendors: Challenges and Opportunities…

Type:

Date:

January 31, 2001

Issues:

General, Economics

SIA Report Volume II No. 1

Table of Contents Market Data: The State of the Industry Observations on Savings Incentives and Savings Behavior Monthly Statistical Review…