Environmental Credits and Environmental Credit Obligations
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…
Summary
Court:
Massachusetts Supreme Court
Amicus Issue:
Whether a broker-dealer owes a fiduciary duty to the beneficiary of an Individual Retirement Account (IRA).
Counsel of Record:
Katten Muchin Rosenman LLP
David Goldberg
Susan Light
Christian Kemnitz
William C. Pericak
Robert T. Smith
Mary C. Fleming
Other Amici:
None
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Type:
Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
Type:
SIFMA AMG Recommendations on Private Markets Regulatory Reforms
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…