Missouri Rule Proposals
SIFMA provided comments to the Secretary of State and the Securities Commissioner on the Secretary of State's latest rulemaking Proposals,…
Summary
Court:
New York Court of Appeals
Amicus Issue:
Whether a financial guaranty insurer asserting common-law contract and fraud claims is required to prove all of the elements of these claims to obtain relief, including justifiable reliance and causation.
Counsel of Record:
Orrick, Herrington & Sutcliffe LLP
Richard A. Jacobsen
Paul F. Rugani
Daniel W. Robertson
Other Amici:
None.
More Submissions
Type:
Additional Comments on NASAA’s Re-proposal of Revisions to its Model Rule
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
Type:
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers (Joint Trades)
SIFMA AMG, MFA, AIMA, and IAA provided comments to the U.S. Securities and Exchange Commission (SEC0 and Commodity Futures Trading…