Additional Comments on NASAA’s Re-proposal of Revisions to its Model Rule
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
Summary
Court:
U.S. Court of Appeals
(Eleventh Circuit)
Amicus Issue:
Whether the court should grant injunctive relief to prevent SROs from seeking to recover CAT fees prior to the court’s merits decision on the legality of the CAT funding order.
Counsel of Record:
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Kannon K. Shanmugam
William T. Marks
Lorin L. Reisner
Eric E. Stern
Other Amici:
Virtu Financial, Inc.
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