Missouri Rule Proposals
SIFMA provided comments to the Secretary of State and the Securities Commissioner on the Secretary of State's latest rulemaking Proposals,…
Court:
U.S. Court of Appeals
(Eleventh Circuit)
Amicus Issue:
Whether the court should grant injunctive relief to prevent SROs from seeking to recover CAT fees prior to the court’s merits decision on the legality of the CAT funding order.
Counsel of Record:
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Kannon K. Shanmugam
William T. Marks
Lorin L. Reisner
Eric E. Stern
Other Amici:
Virtu Financial, Inc.
SIFMA provided comments to the Secretary of State and the Securities Commissioner on the Secretary of State's latest rulemaking Proposals,…
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
SIFMA AMG, MFA, AIMA, and IAA provided comments to the U.S. Securities and Exchange Commission (SEC0 and Commodity Futures Trading…