24X National Exchange; Application for Registration
SIFMA provided comments to the Securities and Exchange Commission (SEC) in response to the SEC's institution of proceedings to determine…
Summary
Court:
U.S. Supreme Court
(pet. for writ of cert.)
Amicus Issue:
Whether Section 47(b) of the Investment Company Act of 1940 provides for a private right of action.
Counsel of Record:
Ropes & Gray LLP
Amy D. Roy
Robert A. Skinner
Douglas Hallward-Driemeier
Other Amici:
Investment Company Institute
More Submissions
Type:
Change in Bank Control Act Proposal (SIFMA AMG)
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on proposed changes to its regulations implementing the Change…
Type:
Ezrasons, Inc. v. Barclays PLC
Court: New York Court of Appeals Amicus Issue: Whether, and the extent to which, derivative actions against non-U.S. companies can…