Shafer v. Morgan Stanley
Court: U.S. Court of Appeals (Second Circuit) Amicus Issue: Whether employees can retrospectively recast deferred compensation programs as “ERISA plans”…
Court:
U.S. Court of Appeals
(Ninth Circuit)
Amicus Issue:
Whether and under what circumstances auditors’ opinions are actionable under Section 11 of the Securities Act of 1933 in light of the Supreme Court’s decision in Omnicare v. Laborers Dist., 575 U.S. 175 (2015).
Counsel of Record:
Winston & Strawn LLC
Linda T. Coberly
Lauren Gailey
Other Amici:
U.S. Chamber of Commerce
Court: U.S. Court of Appeals (Second Circuit) Amicus Issue: Whether employees can retrospectively recast deferred compensation programs as “ERISA plans”…
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Request for Information regarding its Rate…
SIFMA, SIFMA Asset Management Group, Managed Funds Association (MFA), Futures Industry Association (FIA), FIA Principal Traders Group (FIA PTG), International…