Environmental Credits and Environmental Credit Obligations
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…
Summary
Court:
Massachusetts Superior Court
Amicus Issue:
Whether application of the Massachusetts fiduciary rule is limited, as is SEC Regulation Best Interest, to account type and securities recommendations, or whether it extends far more broadly to encompass unsolicited, self-directed securities transactions.
Counsel of Record:
Goodwin Proctor LLP
Jaime A. Santos
Edwina Clarke
Other Amici:
None.
More Submissions
Type:
Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
Type:
SIFMA AMG Recommendations on Private Markets Regulatory Reforms
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…