Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
Summary
Court:
U.S. Supreme Court
(pet. for writ of cert.)
Amicus Issue:
Whether an investor who purchases securities in a direct listing in which registered and unregistered shares are made publicly tradeable at the same time may bring a claim under Section 11 of the Securities Act.
Counsel of Record:
Latham & Watkins LLP
Melissa Arbus Sherry
Andrew B. Clubok
Susant E. Engel
Brent T. Murphy
Morgan E. Whitworth
Other Amici:
U.S. Chamber of Commerce
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Type:
SIFMA AMG Recommendations on Private Markets Regulatory Reforms
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…
Type:
Tech Mahindra (Americas) v. Williams
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether the mere submission of a proposed amended complaint…