Additional Comments on NASAA’s Re-proposal of Revisions to its Model Rule
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
Summary
Court:
Ohio Supreme Court
Amicus Issue:
Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting statute, consistent with Boyd v. Kingdom Trust Co., 2018 Ohio 3156, where the alleged aiding and abetting activity involves nothing more that providing usual and customary brokerage/banking services.
Counsel of Record:
Bricker Graydon LLP
Brodi J. Conover
Ryan L. Richardson
Other Amici:
None.
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