Additional Comments on NASAA’s Re-proposal of Revisions to its Model Rule
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
Summary
Court:
U.S. Supreme Court
(pet. for writ of cert.)
Amicus Issue:
Whether Section 47(b) of the Investment Company Act of 1940 provides for a private right of action.
Counsel of Record:
Ropes & Gray LLP
Amy D. Roy
Robert A. Skinner
Douglas Hallward-Driemeier
Other Amici:
Investment Company Institute
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