Advance Notice of Proposed Rulemaking on Reconsideration of Personal Financial Data Rights Rule
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
Summary
SIFMA submits recommendations in response to a bipartisan request for legislative proposals that facilitate capital formation, economic growth, and job creation. SIFMA members are intimately engaged in both public and private capital markets and interact with business leaders and potential issuers daily. It is from this unique vantage point that we offer these suggestions to promote capital formation in a manner that encourages business investment and facilitates job creation while upholding investor protections.
More Submissions
Type:
Modernizing Communications and Record Retention Rules for Broker-Dealers,Investment Advisers, and Security-Based Swap Dealers (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…
Type:
Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the proposal by The Nasdaq Stock…