Bitounis v. Interactive Brokers LLC
Court: Ohio Supreme Court Amicus Issue: Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting…
Summary
SIFMA submits recommendations in response to a bipartisan request for legislative proposals that facilitate capital formation, economic growth, and job creation. SIFMA members are intimately engaged in both public and private capital markets and interact with business leaders and potential issuers daily. It is from this unique vantage point that we offer these suggestions to promote capital formation in a manner that encourages business investment and facilitates job creation while upholding investor protections.
More Submissions
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Shafer v. Morgan Stanley
Court: U.S. Court of Appeals (Second Circuit) Amicus Issue: Whether employees can retrospectively recast deferred compensation programs as “ERISA plans”…
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Request for Information on the MSRB’s Rate Card Process
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Request for Information regarding its Rate…