Additional Comments on NASAA’s Re-proposal of Revisions to its Model Rule
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
Summary
SIFMA submits recommendations in response to a bipartisan request for legislative proposals that facilitate capital formation, economic growth, and job creation. SIFMA members are intimately engaged in both public and private capital markets and interact with business leaders and potential issuers daily. It is from this unique vantage point that we offer these suggestions to promote capital formation in a manner that encourages business investment and facilitates job creation while upholding investor protections.
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Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers (Joint Trades)
SIFMA AMG, MFA, AIMA, and IAA provided comments to the U.S. Securities and Exchange Commission (SEC0 and Commodity Futures Trading…
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Call for Evidence: Submission from the British American Finance Alliance (BAFA)
The British American Finance Alliance (BAFA) submitted comments to the U.K. HM Treasury on the Call for Evidence under the Financial…