Back to Submissions

Letters

Proposed Requirements for Liquidity Risk Management Programs

Issue

Prudential Regulation→

Summary

SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Securities and Exchange Commission (SEC) regarding the SEC’s proposed liquidity management rules for open-end funds, including mutual funds and exchange-traded funds (ETFs). SIFMA AMG submitted two comment letters; this letter focused on the SEC’s proposed requirements for liquidity risk management programs.

See Also:

SIFMA AMG Submits Supplemental Comments to the SEC on Open-End Fund Liquidity Risk Management Programs and Swing Pricing, April 13, 2016

SIFMA AMG comment letter focused on the SEC proposal to permit swing pricing on an optional basis

SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs 

 

 

 

 

PDF

Date

13

January

2016

More Submissions