SIFMA submitted comments to the Financial Industry Regulatory Authority (FINRA) regarding FINRA’s proposal to expand its alternative trading system (ATS) transparency initiative to publish the remaining equity volume executed over-the-counter (OTC), including non-ATS electronic trading systems and internalized trades. SIFMA supports the proposal, with some suggestions to avoid unnecessary operational friction.
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…