Environmental Credits and Environmental Credit Obligations
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on customer account statements in the Consolidated FINRA Rule Book, File No. SR-FINRA-2009-028. The principal substantive change proposed by FINRA is a new requirement to provide monthly, rather than quarterly, statements of any account that had activity during the reporting period.
More Submissions
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Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
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SIFMA AMG Recommendations on Private Markets Regulatory Reforms
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…