Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on disclosure for asset-backed securities required by Section 943 of the Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), Release Nos. 33-9148; 34-63029; File No. S7-24-10. SIFMA offers its observations and recommendations for the new proposed Rule 15Ga-1 including the scope and extent of the rule, and the clarification of definitions in the rule.
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether the mere submission of a proposed amended complaint…