Additional Comments on NASAA’s Re-proposal of Revisions to its Model Rule
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on disclosure for asset-backed securities required by Section 943 of the Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), Release Nos. 33-9148; 34-63029; File No. S7-24-10. SIFMA offers its observations and recommendations for the new proposed Rule 15Ga-1 including the scope and extent of the rule, and the clarification of definitions in the rule.
More Submissions
Type:
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers (Joint Trades)
SIFMA AMG, MFA, AIMA, and IAA provided comments to the U.S. Securities and Exchange Commission (SEC0 and Commodity Futures Trading…
Type:
Call for Evidence: Submission from the British American Finance Alliance (BAFA)
The British American Finance Alliance (BAFA) submitted comments to the U.K. HM Treasury on the Call for Evidence under the Financial…