Environmental Credits and Environmental Credit Obligations
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on a proposal by NASDAQ OMX PHLX to amend Rule 1092, Obvious and Catastrophic Errors, SEC File No. SR-PHLX-2013. SIFMA strongly agrees with PHLX’s request for the nullification of certain trades in certain situations when the resulting price of a non-broker-dealer customer order would violate the customer’s limit price.
More Submissions
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Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
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SIFMA AMG Recommendations on Private Markets Regulatory Reforms
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…