Rossi and Stevenson v. Becker
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether the “related to” bankruptcy removal provision in Section 1452(a) of…
Summary
SIFMA provides supplemental comments to he Financial Industry Regulatory Authority (FINRA) on the concept proposal by FINRA to develop the CARDS concept. SIFMA previously filed a comment letter on the concept proposal that discusses a range of significant concerns that SIFMA has with the CARDS concept.
March 21, 2014 Comment Letter:
SIFMA Submits Comments to FINRA on Developing the Comprehensive Automated Risk Data System (CARDS)
Related Rule Filing:
Regulatory Notice 13-42 – FINRA Requests Comment on a Concept Proposal to Develop the Comprehensive Automated Risk Data System
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