Proposed Rule Change Consisting of Amendments to MSRB Rule G-14 and to Amend FINRA Rule 6730 (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) and reiterated comments made in their…
Court:
U.S. Supreme Court
Amicus Issue:
Whether plaintiffs seeking to allege scienter under the Prviate Securities Litigation Reform Act based on allegations about internal company documents must plead with particularity the contents of those documents. Whether plaintiffs can satisfy the Act’s falsity requirement by relying on an expert opinion to substitute for particularized allegations of fact.
Counsel of Record:
Orrick Herrington & Sutcliffe LLP
Daniel A. Rubens
Jodie C. Liu
James N. Kramer
Other Amici:
Washington Legal Foundation
U.S. Chamber of Commerce
Nat’l Assoc. of Manufacturers
Nat’l Retail Federation
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) and reiterated comments made in their…
SIFMA, The American Bankers Association (ABA), the American Fintech Council (AFC), the Bank Policy Institute (BPI), the Electronic Transactions Association…
SIFMA, The American Bankers Association (ABA), the American Fintech Council (AFC), the Bank Policy Institute (BPI), the Consumer Bankers Association…