Additional Comments on NASAA’s Re-proposal of Revisions to its Model Rule
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
Issue
The Individual Investor→
Summary
On August 13, 2024, the U.S. District Court Western District for the State of Missouri presided over oral argument on the pending motions. SIFMA’s motion is granted and Defendants’ motion is denied. Upon review, the Court finds that the Rules should be enjoined, statewide, and in their entirety.
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Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers (Joint Trades)
SIFMA AMG, MFA, AIMA, and IAA provided comments to the U.S. Securities and Exchange Commission (SEC0 and Commodity Futures Trading…
Type:
Call for Evidence: Submission from the British American Finance Alliance (BAFA)
The British American Finance Alliance (BAFA) submitted comments to the U.K. HM Treasury on the Call for Evidence under the Financial…