Regulation NMS, Regulation Best Execution, and Order Competition Rule (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding the outstanding equity market structure…
Issue
The Individual Investor→
Summary
On August 13, 2024, the U.S. District Court Western District for the State of Missouri presided over oral argument on the pending motions. SIFMA’s motion is granted and Defendants’ motion is denied. Upon review, the Court finds that the Rules should be enjoined, statewide, and in their entirety.
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Request for Comment on Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Department of the Treasury (DOT) on their request for information on…
Type:
Excise Tax Final Procedural Regulations and Recent Supreme Court Case Law
SIFMA provided comments to the Internal Revenue Service (IRS) on the Proposed Computational Regulations scheduled for August 27, 2024.