Testimony on Financial Institutions and Monetary Policy
SIFMA President and CEO, Kenneth E. Bentsen Jr. delivered testimony at a virtual hearing before the U.S. House of Representatives…
Other
SIFMA 19(d) Application for an Order Setting Aside Rule Changes of Certain SROs Limiting Access to Their Services
Summary
SIFMA files this 19(d) application with the Securities and Exchange Commission (SEC) for review of action taken by certain self-regulatory organizations (SROs) and requesting an order setting aside rule changes of certain SROs limiting access to their services.
More Submissions
Type:
American Securities Assoc. and Citadel Securities v. SEC
Court: U.S. Court of Appeals (Eleventh Circuit) Amicus Issue: Whether the court should grant injunctive relief to prevent SROs from…
Type:
National Collegiate Master Student Loan Trust v. CFPB
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether, under the Consumer Financial Protection Act, the defendants,…