Properties of the Village v. FTC
Court: U.S. District Court (M.D. Florida) Amicus Issue: Whether the FTC exceeded its statutory authority under the FTC Act by…
The Asset Management Group (AMG) of SIFMA provides comments to the Commodity Futures Trading Commission (CFTC) on a proposed rule on position limits for derivatives, RIN 3038–AD15 and 3038–AD16. SIFMA AMG offers observations and recommendations about the proposal including:
Diversified, unleveraged funds and accounts that take passive, long-only positions, Registered Investment Companies, and Employee Retirement Income Security Act (ERISA) plans should be granted safe harbor treatment if a position limit regime is adopted. These entities are subject to regulation and oversight that mitigates any risk of disruptive speculation.
SIFMA AMG provides supplemental comments to the CFTC on the proposal on June 20, 2011.
Court: U.S. District Court (M.D. Florida) Amicus Issue: Whether the FTC exceeded its statutory authority under the FTC Act by…
SIFMA, The American Bankers Association (ABA), Bank Policy Institute (BPI), and the Financial Services Forum (FSF) provided comments to the…
SIFMA AMG, the European Fund and Asset Management Association (EFAMA), the International Swaps and Derivatives Association (ISDA), and the Alternative…