The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the Financial Stability Board (FSB) and the Securities and Exchange Commission (SEC). In response to the FSB’s and the International Organization of Securities Commissions’ (IOSCO) joint Consultative Document, Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (G-SIFIs) and the Office of Financial Research (OFR) Study on Asset Management and Financial Stability, SIFMA AMG asked its members and other firms listed in the “top 20 asset managers by AUM” in the OFR Study to respond to a survey regarding the separate accounts that they manage.

This letter summarizes the process undertaken and the findings of the survey.

Related, see: SIFMA AMG Submits Comments to the FSB on Assessment Methodologies for Identifying Non-Bank Non-Insurer G-SIFIs  (April 4, 2014)