Testimony on Financial Institutions and Monetary Policy
SIFMA President and CEO, Kenneth E. Bentsen Jr. delivered testimony at a virtual hearing before the U.S. House of Representatives…
SIFMA and the International Swaps and Derivatives Association (ISDA) provide comments to the Securities and Exchange Commission (SEC) on a proposed rule, which expands the antimanipulation provisions of Section 9 of the Exchange Act and authorizes the Commission to adopt rules to prevent fraud, manipulation, and deception in connection with security-based swaps (SBS), Proposed Rule 9j-1; Release No. 34-63236; File No. S7-32-10. The associations share their concerns that the proposed rule would expand beyond the statutory approach, is overly broad and creates significant market uncertainty.
SIFMA President and CEO, Kenneth E. Bentsen Jr. delivered testimony at a virtual hearing before the U.S. House of Representatives…
Court: U.S. Court of Appeals (Eleventh Circuit) Amicus Issue: Whether the court should grant injunctive relief to prevent SROs from…
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether, under the Consumer Financial Protection Act, the defendants,…