Form 1099-DA
SIFMA provided comments to the Office of Management and Budget (OMB) regarding new Form 1099-DA, Digital Asset Proceeds From Broker…
Summary
SIFMA, The Clearing House (TCH), The Financial Services Roundtable (FSR), and the American Bankers Association (ABA) provide comments to multiple federal regulatory agencies on the proprietary trading provisions of the proposed rules implementing new Section 13 of the Bank Holding Company Act of 1956 (the Volcker Rule).
On April 16, 2012, the same group of associations filed comments with the Commodity Futures Trading Commission (CFTC) on the CFTC’s Volcker Rule proposal.
More Submissions
Type:
24X National Exchange; Application for Registration
SIFMA provided comments to the Securities and Exchange Commission (SEC) in response to the SEC's institution of proceedings to determine…
Type:
Change in Bank Control Act Proposal (SIFMA AMG)
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on proposed changes to its regulations implementing the Change…