Testimony of Kenneth E. Bentsen, Jr., President and CEO, SIFMA before the United States Department of Labor (DOL) on a proposed ‘Conflict of Interest’ rule.
SIFMA’s testimony outlines our concerns with the proposed rule and its potentially harmful impact on investors, while reiterating our longstanding support of a best interest or uniform fiduciary standard of care for brokers and advisors when providing personalized investment advice.
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…