Additional Comments on NASAA’s Re-proposal of Revisions to its Model Rule
SIFMA provided additional comments to the North American Securities Administrators Association, Inc. (NASAA) on the re-proposal of revisions to its…
Issue
Equity Market Structure→
Summary
SIFMA President and CEO Kenneth E Bentsen, Jr. and Board Member Daniel Colman of KCG provide a statement on SIFMA’s market structure recommendations before a roundtable on equity market structure hosted by Rep. Scott Garrett (R-NJ), chairman of the Financial Services Subcommittee on Capital Markets and Government-Sponsored Enterprises.
See Also:
- The Hill Op-Ed: SIFMA’s Bentsen and Stephens’ Bradbury – Path forward for equity market structure (July 28, 2014)
- Press Release: SIFMA President and CEO Kenneth E. Bentsen, Jr. Participates in Equity Market Structure Reform Roundtable (July 28, 2014)
- SIFMA Equity Market Structure Recommendations (July 14, 2014)
- Press Release: SIFMA Publishes Recommendations for Enhancing Fairness, Stability and Transparency in US Equity Markets (July 14, 2014)
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Type:
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers (Joint Trades)
SIFMA AMG, MFA, AIMA, and IAA provided comments to the U.S. Securities and Exchange Commission (SEC0 and Commodity Futures Trading…
Type:
Call for Evidence: Submission from the British American Finance Alliance (BAFA)
The British American Finance Alliance (BAFA) submitted comments to the U.K. HM Treasury on the Call for Evidence under the Financial…