Notice of Proposed Rulemaking: Unsafe and Unsound Banking Practices – Brokered Deposit Restrictions
SIFMA provided comments to the Federal Deposit Insurance Corporation (FDIC) on the proposal to revise its regulations implementing Section 29…
Summary
SIFMA provides comments to the Chief Economist and Director of Policy and Research at the Employee Benefits Security Administration (EBSA) with additional information regarding the cost estimates contained within Deloitte’s Report on the Anticipated Operational Impacts to Broker Dealers of the Department of Labor’s (DOL) Proposed Conflicts of Interest Rule Package.
See Also:
United States Department of Labor: Conflict of Interest Proposed Rule
See Also:
- The Fiduciary Rule Itself
- Best Interest Contract Exemption (BIC exemption)
- Principal Transactions
- Prohibited Transaction Class Exemption (“PTCE”) 86-128
- Prohibited Transaction Class Exemption (“PTCE”) 84-24
- Prohibited Transaction Class Exemption (“PTCE”) 75-1, Part V
- Additional Exemptions
- Asset Management Group
- NERA Analysis: Comment on the Department of Labor Proposal and Regulatory Impact Analysis
- Deloitte Report on the Anticipated Operational Impacts to Broker-Dealers of the Department of Labor’s Proposed Conflicts of Interest Rule Package
- NERA Memo to SIFMA: Answers to Questions Regarding NERA’s “Comment on the Department of Labor Proposal and Regulatory Impact”
- SIFMA Submits Comments to EBSA Regarding Questions on Deloitte’s Report on the Anticipated Operational Impacts to BDs of the DOL Fiduciary Rule Proposal
- SIFMA Submits Supplemental Comments to EBSA in Regards to the DOL’s Fiduciary Rule Proposal (Follow-up to August Hearing)
More Submissions
Type:
Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions (Joint Trades)
SIFMA, The American Bankers Association (ABA), Bank Policy Institute (BPI), the United States Chamber of Commerce, Financial Services Forum (FSF),…
Type:
Form 1099-DA
SIFMA provided comments to the Office of Management and Budget (OMB) regarding new Form 1099-DA, Digital Asset Proceeds From Broker…