Environmental Credits and Environmental Credit Obligations
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…
Issue
Equity Market Structure→
Summary
SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) on its Regulatory Notice 11-43, which discusses possible amendments to Rule 5210 concerning indications of interest. SIFMA believes that FINRA’s current approach to the regulation of IOIs adequately addresses the regulatory concerns raised in the new notice, and thus does not believe that any additional or new regulation of IOIs is necessary.